Obligations after Incorporating a Securities Company 1. Accounting - Law on Securities No. 21 /NA, dated 10 December 2012 ( article 70 ); - Regulation on Accounting and Auditing on Securities activities No. 001/LSC, dated 07 April 2015.2. Reporting - Law on Securities No. 21 /NA, dated 10 December 2012 ( article 123 and 125 ); - Regulation on Reporting No. 373/SECO, dated 24 February 2012 ( part III ).3. Disclosure of Information - Law on Securities No. 21/NA, dated 10 December 2012 ( article 124 ); - Decision on Regulation on Disclosure of Information No. 014 /SEC, dated 19 May 2011 ( part III ).4. Maintenance of Information - Law on Securities No. 21/NA, dated 10 December 2012 ( article 126 ).5. Net Capital Ratio maintaining - Regulation on Net Capital Ratio of Securities Company No. 003/LSC, dated 18 February 2014; - Circular Letter on Implementing on Regulation on Net Capital Ratio of Securities Company No. 281/LSCO, dated 06 March 2014 and Other required reports as stipulated by Lao Securities Commission Office (LSCO) in each period.
