Obligations After Approval

Reporting Requirements

  1. A settlement agent bank in the securities sector must submit monthly reports in writing to the Lao Securities Commission Office regarding the inflow and outflow of foreign currency by foreign investors who invest in securities in the Lao PDR and repatriate capital abroad.
    These reports must be submitted within 15 days from the end of each month, according to the reporting format attached.

  2. A settlement agent bank in the securities sector must immediately notify the Lao Securities Commission Office in the event it is unable to provide services related to the execution of securities trading transactions for investors.